Electronic Compliance Object · Saudi Arabia
What an agent must know before it acts on a security listed in Saudi Arabia: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Capital Market Authority (CMA) cma.gov.sa/en/Pages/default.aspx | cma.gov.sa/en/Pages/default.aspx (cma.org.sa 301-redirects here) |
| Exchange(s) and listings page | Saudi Stock Exchange Company (the Exchange; Main Market and Parallel Market (Nomu)) | cma.gov.sa/en/RulesRegulations/Regulations/Documents/RULES_ON_THE_OFFER_OF_SECURITIES_AND_CONTINUING_OBLIGATIONS.pdf (names 'Saudi Stock Exchange Company', Main Market and Parallel Market). saudiexchange.sa returned 403, so the listings page was not read. |
| Regulated-information store | Electronic system designated by the Exchange for disclosure of interim and annual financial statements (Art. 81(b)); system name and public URL not read (saudiexchange.sa 403) | cma.gov.sa/en/RulesRegulations/Regulations/Documents/RULES_ON_THE_OFFER_OF_SECURITIES_AND_CONTINUING_OBLIGATIONS.pdf |
| Periodic disclosure obligations and deadlines | Interim financial statements (first, second, third), Art. 81(c) — deadline: disclose to the public within a period not exceeding (30) days after the end of the financial period included in such financial statements Annual financial statements, Art. 81(d) — deadline: disclose to the public within a period not exceeding three months after the end of the annual financial period; not less than (21) calendar days before the date of convening the issuer's annual general assembly | cma.gov.sa/en/RulesRegulations/Regulations/Documents/RULES_ON_THE_OFFER_OF_SECURITIES_AND_CONTINUING_OBLIGATIONS.pdf (amended by CMA Board Resolution 3-6-2024 dated 17/1/2024; later amendments not checked) |
| Ad hoc / inside-information regime | Rules on the Offer of Securities and Continuing Obligations Art. 79: an issuer must disclose to the Authority and the public without delay any material developments in its sphere of activity which are not public knowledge and may reasonably lead to movements in the price of its listed securities; Art. 80: specified events must be disclosed 'immediately and without delay' | cma.gov.sa/en/RulesRegulations/Regulations/Documents/RULES_ON_THE_OFFER_OF_SECURITIES_AND_CONTINUING_OBLIGATIONS.pdf |
| Filing format | Interim and annual financial statements disclosed through the electronic system designated by the Exchange (Art. 81(b)); prepared under accounting standards adopted by SOCPA (IFRS issued by the IASB for foreign issuers listed on the Main Market, Art. 81(g)). No XBRL statement found in the text. | cma.gov.sa/en/RulesRegulations/Regulations/Documents/RULES_ON_THE_OFFER_OF_SECURITIES_AND_CONTINUING_OBLIGATIONS.pdf |
| ISIN prefix | SA - numbering agency: Securities Depository Center (Edaa) (as listed by ANNA) | www.anna-web.org/home/anna-members |
| LEI | not found | pages checked: www.gleif.org/en/about-lei/how-to-get-an-lei-find-lei-issuing-organizations (JS filter, no entries returned) · CMA Rules on the Offer of Securities and Continuing Obligations (no LEI/ISIN/XBRL keyword hits) |
| Market calendar | not found | pages checked: www.saudiexchange.sa/ (403) |
| Filing language(s) | not found | pages checked: CMA Rules on the Offer of Securities and Continuing Obligations (states 'Arabic is the official language of the Capital Market Authority'; prospectuses to be in Arabic; no explicit language rule for continuing-obligation disclosures read) · www.saudiexchange.sa/ (403) |
| Trading halts page | not found | pages checked: www.saudiexchange.sa/ (403) · www.saudiexchange.sa/wps/portal/saudiexchange/rules-guidance/capital-market-overview (403) |
| Store lookup | not found | pages checked: www.saudiexchange.sa/ (403) |
| Node status and door | NODE OPENING · store: Electronic system designated by the Exchange for disclosure of interim and annual financial statements (Art. 81(b)); system name and public URL not read (saudiexchange.sa 403) | the node opens on order; until then the store is the record |
| Signal | State | When |
|---|---|---|
| ACM-200 | TRADING | The ISIN is on this market's register (the node's current roster for the exchange list). |
| ACM-403 | HALTED | Trading in the line is suspended or halted by the exchange or regulator. The node's record carries the halt flag, read nightly from the market's halts page named in the fields. |
| ACM-404 | NOT ON THE REGISTER | The ISIN is not on this market's register (not listed here, delisted, or never admitted). |
| ACM-451 | READ THE FILING | A regulatory filing for the issuer is dated in the last three days: read it before acting. The answer names it. |